-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JS9DsMxLJKQGci+DfUUuxAnJEJuJccvRDtCIeG3coJm1U8v3+JhZ0CNYWZVvORDf oJvGFzamauNMLqikfpGXxg== 0000892569-04-000187.txt : 20040217 0000892569-04-000187.hdr.sgml : 20040216 20040217165310 ACCESSION NUMBER: 0000892569-04-000187 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43453 FILM NUMBER: 04609649 BUSINESS ADDRESS: STREET 1: 6307 CARPINTERIA AVENUE STREET 2: SUITE A CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: (805)898-8408 MAIL ADDRESS: STREET 1: 6307 CARPINTERIA AVENUE STREET 2: SUITE A CITY: CARPINTERIA STATE: CA ZIP: 93013 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOLEY WILLIAM P II CENTRAL INDEX KEY: 0000903213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4050 CALLE REAL STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93110 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 4050 CALLE REAL STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93110 SC 13G/A 1 a96614sc13gza.txt AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* CKE RESTAURANTS, INC. ---------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 PAR VALUE ------------------------------------------------- (Title of Class of Securities) 12561E105 ---------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2003 ----------------------------------------------------------------- (Date of Event Requiring Filing) Check the appropriate box to designate the rule pursuant to which this Schedule is filed Rule 13d-1(b) --- X Rule 13d-1(c) --- Rule 13d-1(d) --- - -------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages - ------------------- ----------------- CUSIP No. 12561E105 13G Page 2 of 6 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WILLIAM P. FOLEY, II - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[ ] (B)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,895,956 ---------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 2,898,911 OWNED BY ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 2,895,956 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,898,911 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,794,867 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.66% (BASED ON 59,973,057 SHARES OF COMMON STOCK OUTSTANDING, WHICH IS THE SUM OF (A) THE SHARES OF CKE COMMON STOCK OUTSTANDING AS OF DECEMBER 31, 2003, PLUS (B) THE OPTIONS TO PURCHASE 2,359,971 SHARES OF CKE COMMON STOCK CURRENTLY EXERCISABLE OR EXERCISABLE WITHIN 60 DAYS OF DECEMBER 31, 2003 HELD BY MR. FOLEY) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 2 of 6 Pages - ------------------- CUSIP No. 12561E105 - ------------------- Item 1(a). Name of Issuer: CKE RESTAURANTS, INC. Item 1(b). Address of Issuer's Principal Executive Offices: 3916 STATE STREET, SUITE 300 SANTA BARBARA, CA 93105 Item 2(a). Name of Person Filing: WILLIAM P. FOLEY, II Item 2(b). Address of Principal Business Office or, if none, Residence: 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 Item 2(c). Citizenship: UNITED STATES OF AMERICA Item 2(d). Title of Class of Securities: COMMON STOCK, PAR VALUE $0.01 Item 2(e). CUSIP Number: 12561E105 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: N/A Item 4. Ownership (as of 12/31/03) (a) Amount Beneficially Owned: 3,434,896 SHARES OF COMMON STOCK PLUS OPTIONS TO PURCHASE 2,359,971 SHARES OF COMMON STOCK (b) Percent of Class: 9.66% Page 3 of 6 Pages - ------------------- CUSIP No. 12561E105 - ------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,895,956 (ii) shared power to vote or to direct the vote: 2,898,911 (iii) sole power to dispose or to direct the disposition of: 2,895,956 (iv) shared power to dispose or to direct the disposition of: 2,898,911 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Page 4 of 6 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 Pages - ------------------- CUSIP No. 12561E105 - ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 16, 2004 - --------------------------------- Date /s/ William P. Foley, II - --------------------------------- [Signature] William P. Foley, II - --------------------------------- [Name/Title] Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----